The Universe and Us, the Classical and Modern Physics, the Anthropic Principle

 

The Constants of Nature and Classical Physics

     The basic constants of nature, the physical constants, are the building blocks of which the universe is made. They are basic; they cannot be expressed in terms of other constants. There are half a dozen in all: the force of gravity, the speed of light in vaccuum, the masses of the elementary articles, the strength of electricity and magnetism and Planck’s Constant, and, according to prevailing theory they emerged in the first fraction of a second of the Big Bang, when they achieved the values and properties they have today. One of the mysteries about them is why they got exactly the values they do have. We shall get back to that later, but I should mention that in string theory (q.v.) the physical constants no longer possess fixed, arbitrary values. They occur in a mode similar to electromagnetic fields. 

      Classical physics (Newton, Maxwell) was founded on firm beliefs which were based on everyday experience and could be described in everyday language. One of the most important was that all physical processes were unambiguous, so that it ought in principle to be possible to calculate the state of a system at any randomly selected later moment in time on the basis of knowledge of all the factors - their positions and their velocities – acting on a body in the system. At the same time this deterministic or causality picture presumed the possibility of objective observation, i.e. that the observer had no effect on the result of the observations.

      The fact that certain phenomena in the field of thermodynamics could provide more precise knowledge of individual phenomena by refining the experimental set-up made it possible to gain more precise knowledge of individual phenomena such as the movement of individual molecules, making it necessary to apply statistical methods of calculation. The good agreement between theory and practise gave no grounds for doubt in this respect.

      Another important tenet was that Euclidean geometry applied throughout space, for instance that the sum of the angles inside a straight sided triangle would always add up to 180 degrees.

      Newtonian physics also postulated that the weight of a body would always be equal to its inert mass, and that for observers moving relatively to one another their measured velocities (for instance that of light) were different.

      All these assumptions are intuitively understandable to the observant layman, so there was close correlation between ordinary speech and scientific parlance. But with Einstein’s theories, the development of quantum mechanics, and Niels Bohr’s complementarity theory, they started to be scrutinized one by one. Let us look into the theory which forever changed the way in which we view space and time.

Relativity

In 1905, Einstein published his Special Theory of Relativity. In it, he said that no particular object in the universe has a privileged position in the sense of being at rest with respect to space. Consequently, either one of two observers, moving relative to one another, may claim that he is at rest while the other must be moving. He is equally correct in referring any motion to his own frame of reference. The revolutionary thing was his statement that measurement of the speed of light would always give the same result, whether the observer moved with or against the beam of light, irrespective of his own speed and of whether the light was emitted from his own or from another frame of reference. The other observer will find the speed of the beam emitted by the first observer to be identical, even if they were moving at extremely high speed relative to one another.

This invariance of the speed of light found only one explanation: relativistic transformation. It implies that an object in motion contracts in the direction of movement, its mass increases, its physical processes slow down, and its time, as clocked by an observer at rest relative to the moving object, slows down. It was this last claim that shocked the scientific world, implying as it did that movement was able to influence the progress of time!

Einstein also postulated that two observers moving relative to one another at a constant speed would observe identical laws of nature irrespective of the distance between them. This is called the general covariance principle. Furthermore, he showed that two spatially separated events deemed to occur simultaneously by one observer might occur at different moments viewed from another. Simultaneity between them cannot be established, and they cannot agree on what Now means. Each observers’ Now is as good as the other’s, so in Einstein’s universe, there can be no common past, present and future. The relationship between distant events can only be worked out by entering both events’ space- and time coordinates in the so-called equations of transformation. This fact is known as the relativity of simultaneity. Space and time thus become intertwined in The space-time continuum.

In 1916, Einstein published his General Theory of Relativity. While his special theory deals with objects moving relative to one another at constant speed, the General Theory offered a new explanation for gravity. Einstein postulated the principle of equivalence between gravity and acceleration, stating that in principle it was impossible to discern between the forces of gravity and acceleration by experiment. Indeed, he claimed that Newton’s law of gravitation was unnecessary. Wherever gravity was at work, it could equally well be claimed that the object in question was accelerating, but in four-dimensional space-time. He generalized this by stating that space is curved near massive objects. Einstein eliminated the best-known force: gravity, and thereby doing away with an antropomorphic, mystical force, equating it with the metric capacity of space and thus substituting it with non-Euclidian geometry.

Relativity is not just mathematical abstractions. It has stood its test in multiple scientific experiments. But it also puts its daily mark on the “real” world. The satellites of the Global Positioning System (GPS) must maintain an incredibly high standard of precision so as not to mislead users on the Earth or in the sky. Their timekeeping must be adjusted relativistically according to their position and velocity. An atomic clock on the bottom of a skyscraper ticks faster than a similar previously synchronized clock at the top. Gravity is simply stronger closer to the Earth's center and with its stronger grip slows down all physical processes, including the measurement of time. Time travel in the relativist sense (time dilation) happens all the time. When you arrive from an air travel, you will have aged less than if you had stayed at home, and more so, the faster you have traveled. This has been verified with atomic clocks. For the same reason, two spaceships moving towards or away from one another at great speed cannot establish a common time frame. Furthermore, Relativity does not forbid travel into the future, but it would be at a rate of acceleration so vast that it is unlikely that it could ever be practicable on a human scale.

All is not lost, however, for two persons in separate locations who wish to agree on a common Now. If they are a short light travel distance apart  their common Nows are local, though they will always represent an approximation. However, truly simultaneous events are those that occur at the same place.

Another mystery about the early universe is why there was not just one force. Many physicists think there was only one to begin with and that it split up in the first moments of Big Bang into the ones governing the universe today. There have been several attempts to construct a Complete Unified Theory (CUT) which would describe everything in the universe by incorporating the General Theory of Relativity and the theory of Quantum Mechanics into one: a Quantum Theory of Gravity, but it has proved extremely difficult to conciliate the General Theory, which describes gravity and the cosmos on a large scale, with Quantum Mechanics, which deals with phenomena on atomic and sub-atomic scales.

Yet another difficulty has been that when reaching the interface between the laws governing the General Theory of Relativity and Quantum Mechanics, according to the General Theory, the 4th dimension, Time, will not allow itself to be transformed into the quantum world where time has a much more ambiguous status. At these ultra-small scales time becomes blurred or smeared out, and going further back, before Planck’s Time (approximately 10-43  seconds after the Big Bang), particles of matter move closer and closer together until the universe becomes so dense that the known laws of physics are no longer able to explain how time, space and matter emerged. “Finally”, everything merges into a single infinitesimal point, the singularity. As it has zero extension, talking of time totally loses its meaning. In agreement with the General Theory of Relativity there was a first moment of time. As Stephen Hawking puts it, Space-time was finite but without bounds: it had no beginning.  

The Quantum Theory

The Quantum Theory had a slower but earlier start. In 1900, the German physicist Max Planck postulated that energy could only be transmitted in discrete units, which he called quanta.

Lord Rutherford’s model of the atom, developed a few years later, is arguably the last theory where matter maintained its character of old-fashioned matter, with atoms consisting of a sun-like nucleus, surrounded by swarms of planet-like electrons.

       The model that came after this, published in 1913 by the Danish physicist Niels Bohr, who was one of Lord Rutherford’s students and later his collaborator, showed worrying signs of matter beginning to lose its innocence. Bohr’s model posited that the hydrogen atom consisted of a nucleus with only one proton and with one electron in orbit round the it. The electron can only move in distinct, discrete orbits at distances from the nucleus determined by quantum laws, but it can jump from one orbit to another without passing the intermediate space!

Things got curiouser and curiouser. In 1925, the French physicist Louis-Victor de Broglie declared that ‘the electron is both particle and wave’, and in an attempt to solve certain problems concerning Bohr’s model of the atom, the Austrian physicist Erwin Schrödinger in 1926 developed his wave equations, which described the wave behaviour of Bohr’s hydrogen atom, while at the same time removing it further from any possibility of visualization. Schrödinger was a prodigious scientist. He single-handedly reshaped current thinking in cosmology, wave mechanics, statistical mechanics, unified field theories, theoretical chemistry and molecular biology.

In 1927, the German physicist Werner Heisenberg formulated the Uncertainty Principle which states the impossibility of simultaneously measuring the position of a particle without disturbing its velocity and vice versa. Knowledge about position and velocity are said to be complementary, that is, they cannot be precise at one and the same time. This is due to the measurement having an effect on the object observed: either the velocity or the position will be altered, i.e. the observer will always influence the object under observation. The Uncertainty Principle has had a profound influence on the way physicists and philosophers think. It did away with absolute certainty in nature and it has invalidated the law of causality in microcosmos.

Bohr then summarized the theoretical results of quantum mechanics in his famous ‘Principle of Complementarity’ under which one must choose in advance whether an experiment aims at describing an atomic scale phenomenon as a wave or a particle as they exclude one another in the same experiment. But at the same time the experimental results from both reference frames complement one another so that only their collective description gives a true picture of the phenomenon.  

In Bohr's interpretation, the trinity of the experimental set-up, the subjects of the experiment (electrons, photons), and the observer, constituted an inseparable entity. Before being observed, an object only "exists" as a probability, the experimental set-up defining in advance whether observation will give rise to particle or wave. The observer "actualizes" the phenomenon by observing it, but at the same time alters it.

Among many others, this duality inspired Werner Heisenberg to point out the resemblance of complementarity to the Cartesian dualism between matter and spirit, and the Austrian Wolfgang Pauli, another physicist, to urge for an understanding in our daily lives of body and soul as two complementary aspects of the same reality.

Non-locality is a genuine, scientifically proven occurrence, one of the most singular in all quantum mechanics. An example of this phenomenon is an experiment in which a pair of electrons is emitted from an atom in opposite directions. At that instant they only exist as probability waves: only when one of them (A) is observed does it collapse and becomes a particle, but at the same instant the other one, (B), collapses as well, however far it was from (A). But this is not the whole story: (A) becomes materialized with certain properties, including a specific orientation (a), while (B) materializes instantaneously with complementary polarization (b). In principle (A) and (B) could be light years apart, despite which (B) will immediately know it must have complementary polarization. The principle is so well established that it has even been used in the exchange of unbreakable code messages, and research is currently being made into its further use in IT.  

One consequence of Bohr's interpretation of this phenomenon is that an electron in an experiment acts as if it had instant information: knowledge not only of its immediate surroundings but of what is going on throughout the entire experimental set-up. It was one of the factors that led to the famous dispute between Bohr and Einstein. The latter could not accept this "ghost action at a distance". In the years between 1927 and 1935 the two met several times and corresponded briskly in what was later to be labeled ‘The Bohr-Einstein Debate’, arguably one of the greatest disputes in the history of science. Einstein posited an objective reality behind the quantum phenomena, a kind of Kantian ‘Das Ding an sich’. His outlook on physical reality was that all objects have definite, observer-independent properties at all times, that all events obey strictly deterministic laws and have local causes.

       Bohr’s outlook was slightly different, hence their yearlong discussions. Bohr was pragmatic, his thesis being that the quantum theory precludes a classical space-time description of the behaviour of microphysical objects. In the Copenhagen interpretation, unmeasured microphysical objects have no definite values. It is the measurements that ‘create’ the values of the observables. According to Bohr it is not meaningful to talk of the existence of an object before it is measured. The measurement reveals the properties of the object. At the same time it changes the object and in such a way that that there is no method by which the state of the object before the measurement can be calculated with exactness, and no way to tell where the object would have been, had it not been measured.

This incertitude was of little importance to Bohr. He regarded the description of an experiment as one aspect of reality which could be supplemented with others, thus giving an increasingly adequate understanding of the world. He thought that the probing stone of a theory was its usefulness in making sense of, and putting order in, our sensory experiences.

Opposition from traditional physicists was sometimes bitter. However, quantum physics was so well established that only few physicists disagreed with its results. It was this interpretation and its ontological implications that gave rise to discussion. It was clearly a dispute about usage of the language and analysis of concepts: What does one understand by "an objective observer"? What is "reality"? What can one associate with the word "infinite"? Does a probability wave exist before it is observed? What do we understand by "simultaneity'? Is the laboratory part of the experimental set-up? If so, what about the institute housing the laboratory? What about the Earth? The Universe?

Does our physical view of the world depend on our culture? Would "intelligent" beings on another planet devise physical theories resembling ours or would they attach importance to quite different values, perhaps ignoring mathematics altogether? Or is maths a universal phenomenon - perhaps the only language we have in common with other "civilisations"?

Some scientists agreed with Niels Bohr that we must augment our everyday language to accommodate acquired knowledge. Others, including Soviet Russian research workers and politicians (Lenin had a few harsh words to say along the way), rejected it on the grounds that it was contrary to dialectical materialism. Yet others pointed out the impossibility of visualizing the new physics and being able to put it into words- for the only certain way of describing the new reality they referred to the systematics of quantum mechanics.

The most radical interpretation was that of John Wheeler who, among others, held that only a conscious observer of the wave function of quantum mechanics could bring about collapse and thereby make it exist: "The Universe only exists because we observe it". This is the same as saying that if a tree blows down on an desert island, is it non-existent until it is acknowledged by a conscious person? Which raises the questions, Can an animal which sees the tree blow down collapse its wave function? Where is the borderline in the animal world? Are the numbers of conscious observers or the size of the objects significant? What happens to an object which is not observed for a long period of time?

Together with the mathematician Richard Feynman, Wheeler later elaborated the theory of "absorption", according to which an electron that wriggles and jiggles emits a "delayed" wave into the future (the normal process) at the same time as sending an "advanced" wave back into the past. When a wave meets another electron it makes it jiggle, whereupon it, too, transmits waves forward into the future and back into the past, and so on and so on until the entire Universe is jiggling. Most of these waves neutralize one another, but a few persist and undulate back to the original electron. All the processes occur simultaneously.

John Cramer further developed the Wheeler-Feynman theory, which strictly speaking was a classical one, into a purely mechanical theory, which later inspired the development of the String theory.

Other critics of the Copenhagen interpretation tried to relate the concepts of quantum mechanics back to classical physics, among them David Bohm. He holds that elementary particles and waves exist objectively, whether they are being observed or not. But this assertion led to contradictions which could only be solved by introducing postulates which have not yet been scientifically proven. For instance, he introduced a field which was undetectable and took on indefinite values at certain points. Hence, it has been dubbed a ‘ghost field’.

       In a series of lectures, Sir James Jeans had ventured the famous remarks about our knowledge tending towards a non-mechanical reality and the universe more and more resembling a great thought rather than a big machine, and Sir Arthur Eddington had written his well-known parable about the two desks in his study: the one being a solid, antique desk, the one next to it the desk as the physicists perceive it, a shadow desk with shadow ink and shadow writing paper.

 

In the 1940s, the theory of virtual particles was launched.They are pairs of particles and antiparticles which spontaneously emerge out of nowhere, then annihilate one another and vanish. This happens so quickly that they cease to exist before they can be detected, so it is disputable whether they can be said to exist at all. At any rate, they served to explain otherwise obstinate problems but at the same time they seemed to violate basic physical laws.

 Subsequent Theories

       The Standard Model of particle physics is, arguably, the most successful theory to date in the history of science. It was developed in the 1970s and 1980s as an extension of the Quantum Electrodynamic, or QED, theory which was worked out in the first half of the 19th century. The model introduced two groups of subatomic particles, the fermions and the  bosons,  and it claims that these together encompass all known matter and all known nongravitational forces in the universe. The fermions are matter particles and include quarks and leptons. Triplets of quarks  form protons and neutrons which together constitute the atomic nuclei. Leptons are involved in the construction of electrons and the weightless neutrinos.

      Furthermore, the model describes all known nongravitational forces, namely the electromagnetic, strong and weak forces. They are produced and carried by force particles, collectively called bosons. The first is the photon which holds the electron in its orbit. The second is the gluon which holds protons, neutrons and nuclei together. The W and Z bosons  are involved in the formation of chemical elements. Finally, the model postulates the Higgs boson. It has never been detected, but its field is being felt everywhere, and its mechanism is responsible for all the masses of the elementary particles, according to the Standard Model. Neither has the graviton been detected. It is believed to transmit the gravitational force. But assuming that they exist, these two together with the already mentioned fundamental particles can in principle explain all physical phenomena, atomic nuclei, atoms, molecules, chemical substances, plants, animals, stars, solar systems, galaxies and perhaps even the universe. This is the strongest circumstantial evidence in favour of the Standard Model.

      The predictions of the model have been confirmed by countless experiments. It has given us a more profound insight into the workings of the everyday world, underlying, as it does, our understanding of chemistry, atomic and subatomic physics, electronics and even biology. In addition it has highlighted some of the deepest problems in cosmology, so that today it is justified to talk of “particle cosmology”.

      In spite of its success the standard model has some irreparable flaws, the most important being that it has nothing to say about gravity. Most theoretical physicists believe that in the first moments after Big Bang there reigned only one force which soon parted into the four known: gravity, electromagnetism and the weak and strong forces. Currently, physicists are attempting to create grand unification theories, or GUTs, which combine three of the four forces, leaving gravity out. None of the GUTs have been confirmed experimentally. Another flaw is that the model considers electrons and quarks as being pointlike - without extent and structure.

      But new, more comprehensive theories have been put forward, as for instance the superstring theories, developed by Michael Green and John Schwarz in 1981. Originally they described the forces between the sub-atomic particles as vibrating strings, but it was later discovered that a variant could describe the gravitational force. This led to the development of other string versions which seemingly explained yet other phenomena. At one time there were about twenty string theories in circulation but eventually they got pruned down to five. Subsequently the theoretical physicist Edward Witten showed that they were, essentially, interpretations of the same underlying principles. They all work with a number of additional dimensions in excess of our four classic space-time ones. Some theories dealt with 16 extra dimensions, but at the present it seems that the wheel has stopped at six. Being curled up tightly, they are so diminutive that they are beyond physical detection.

      The loop quantum gravity theory purports to give an answer to the incompatibility between Quantum Mechanics and the General Theory of Relativity by enlarging the General Theory to include a “quantum description” of matter, time and space at very small scales. Not only does it extend time back to the singularity, it proposes that time continued before Big Bang, but in a reverse mode and with matter and space contracting rapidly towards the singularity, though from its other side. Not only does it introduce infinity, it also predicts that space and time consist of discrete, though infinitesimally small lumps, just as matter has been known to do for a long time. In the case of time, one lump would be about the same as Planck Time, 10-43 second. In the quantum network, areas and volumes are finite and indivisible. There can be no singularity, because space just cannot get that small. Since the theory no longer breaks down, time can be followed back beyond what had previously been viewed as the beginning, the singularity. It should be added that the theory is highly speculative.

      To overcome the disagreements inherent in quantum theory some have even attempted to construct a completely new logic, a ‘quantum logic’ as opposed to (or as a supplement to) our classical logic, to explain the odd behaviour of microparticles in quantum experiments. The problem with this is that to explain quantum logic one is forced to use common-language logic, engendered by our mind, thereby so to speak using the enemy’s tools or the opponent’s arguments against oneself.

Then there are the plasma state theory and the good old steady state theory, the latter having been rejected and re-proposed several times over the years. It claims that the universe has always been there and that matter disappears at the same rate as it is re-created. Other late-comers are t'Hooft and Susskind's extension of the string theory into a holographic worldview and Witten and Townsend's quantized membrane theory ('branes' for short). But the ultimate aim of all these theories is to establish a Theory of Everything, or TOE, which would include gravity and unify all particles and forces in one single theory. This would unite the physics of the infinitesimal with that of macrocosm.

What remains on our mental retina is a picture of a flimsy, nearly void universe with ambiguous or even mysterious qualities: forces that act instantaneously at a distance (gravity); 'ghost-fields', particles that move faster than the speed of light; mass-less, charge-less neutrinos that do not interact with matter; virtual particles, electrons with negative mass and energy; ultra-short quantum processes going backwards in time, the production in the laboratories of anti-particles; theories of parallel universes, of additional dimensions of space and time, of the law of causation breaking down, etc. All these theories have contributed to our present difficulty in visualizing the physicists’ universe and have forced us to renounce from any useful description other than what the priviledged quantum and relativity mathematicians afford us: All these theories and others are in essence mathematical; they succeed in solving most of the essential problems in conciliating the laws of the very small and the very large, but none of them solve them all

Whatever interpretation of the quantum theory one prefers, there is one thing one must take into account: the role of the observer. Is one's state of mind in some way an essential component in the collapse of a wave function? The mind is normally sited in the brain, and its electrochemistry involves quantum processes. Obviously, there must be an interface between them and our thought processes, our language, our consciousness and intelligence. More on this anon.

Let us take a closer look at the perhaps most mysterious of the Time, Space and Matter trinity: Time.

 What Is Time?

Since antiquity, “the present” has been depicted as a mathematical point seen moving along a time line. This naïve but useful representation results in the contradiction that the past no longer exists, the future does not yet do so, and the present is a mathematical point without extent, i.e. it does not exist either. Before Einstein, this contradiction was mostly ignored, also by physicists who implicitly held that time was simply there, detached from space and matter. One famous example is Isaac Newton who thought of time as an entity, separate from and independent of space.

 Rounding up Time

       Physicists place time in a timescape analogous to a landscape, containing past as well as future events (they do not mention the Now!). The problem with this model is that it does not explain the progression of the Now, and it has a distinct flavour of determinism which is incompatible with either quantum mechanics or the chaos theories. It opens the door to futile speculations about virtual or real time travel, entailing logical and epistemological contradictions, as when Alice travels back in time and kills her grandmother in the cradle, thereby preventing her own birth, and so on. The philosopher Hinton gets nearer an acceptable model with his 3-dimensional cut in the 4-dimensional Whole, but he does not avoid determinism. Another (McTaggart) attacks it more radically and does away with space, time and matter altogether, favouring a spiritual, eternal “reality”.

Using Ockham’s Razor (“if there are several options, choose the simplest”) I consider the following to be a sensible guess at an overall worldview:

The past does not exist. The statement seems trivial. But it nevertheless merits some consideration: to physicists, as we saw, it is part of a timescape. To some philosophers it is what is “left behind” when the Now moves forward as a cross section of the Whole. Some psychics claim to be able to drag material objects out of the past, the so-called Apport Phenomena. One famous example was Uri Geller. Were apport phenomena a reality it would imply that the past indeed exists “somewhere”, for instance in the physicists’ timescape. To us ordinary people it is a more fleeting entity. Recent events, which for psychological or physical reasons leave a strong impression upon us, “stay with us”: they are still here! Events of lesser impact evaporate more quickly into the past. In short, our concept of “the past”, like that of “time”, is determined psychologically. What is written below about the existence of time applies equally well here. But in the physical Universe ‘past’ is simply what was Now but a fraction of a second ago.

There is no eternal Now. There is a succession of presents, of Nows. Each one is the real world, whether we are there to observe it or not. There are as many Nows as there are events in the Universe. It is the events contained in each Now that trigger the events in the next and determine their state. Thus, each Now must “know” all the laws of nature in order to cause the changes the next Now will contain. Were we not there, the world would simply go on minding its own business, producing natural catastrophes, glaciations, exterminations of classes of animals caused by asteroid impacts or volcanic eruptions, and on a larger scale, cosmological events such as quasar explosions, galaxy formations, star deaths and so on and so forth.

Would time exist in this universe? No, “Time” as such does not exist except in the heads of humans, and mental time, as we have seen, is an extremely complex thing. What makes the perception of time as a reality so convincing is our highly developed brains and especially our memory; we will swear that the house we saw there, or rather remember we saw, a minute ago or yesterday or 10 years ago, is the same house we have in front of us now. But it is not. It is a similar house; even the jump of an electron from one shell to another in the house is enough to in principle make it into another, a new house (the electron receives or emits an electromagnetic pulse). But for our convenience, evolution has chosen to give us the tools to perceive a progression of, for instance, near-identical houses as being represented in the brain as one and the same house. The same tools are at work on everything we perceive in the course of the evolving of our present, including ourselves! Remember as well that also we change with the change from one moment to the next, though usually only imperceptibly.

Do I share the Now with my neighbor? Does it encompass our immediate surroundings? Yes, but the more distant events we wish to include in our present, the more obsolete they become. Remember that light from the Sun reaches us with an 8 minutes delay and from the Andromeda galaxy after 2.4 billion years. Astronomers and cosmologist talk of the Sun and of Andromeda as if they are here now, and for practical purposes we tacitly adopt this usage. I have dealt with this convention at greater length in the latter paragraphs of Part I,  but I would like to reiterate that truly simultaneous events are those that occur at the same place.

 Does the present have extension in time? Logically speaking, No! Any moment in time, however short, would be divisible into at least two parts. Of these, one would have to be the present and, of course, the other the past. The past and the present cannot exist simultaneously, so we must conclude that the present has no duration!

Does the future exist, when future events have not yet materialized. To physicists they belong to the timescape. To certain philosophers they are a reality, awaiting the cross section of the Whole, the Now, to materialize them. To Extra Sensory Perception (ESP) researchers it is all about precognition, the faculty to acquire information about future events without use of the senses. Assuming precognition is a reality, it cries out for an epistemological explanation.

       In his paper ‘The Physics of Now’, The cosmologist J. B. Hartle says, “The present extends over a finite interval …” and he quotes the 19th century American psychologist William James for saying in his Principles of Psychology: “…the practically cognised present is no knife-edge, but a saddleback, with a certain breadth of its own, on which we sit perched, and from which we look in two directions in time.” Of course, this metaphor should not be taken seriously in a scientific context, but if indeed the present has an extension, and if we maintain our assertion that the past does not exist, we are left with the possibility that our present incorporates a mystical factor which may trigger future events with a high propensity for happening. I will return to this intriguing prospect in Part III, “Is There More To Us Than That?”

We could fill book upon book and megabyte upon megabyte with physicists’, neurophysiologists’, neuropsychologists’, theologians’ and philosophers’ often very imaginative or contradictory statements and theories about Time, so for the time being (!) let’s leave it at that.

In my simple model of the physical cosmos, our present, Now”1”, is followed by Now”2”, whereafter Now”1”  no longer exists except in the memory of humans and some animals where it is placed as “the past”, and only a fractional part of it at that. Subsequently comes a new, almost identical Now”3” and so on ad infinitum. Obviously, the Now must shift in bits, in infinitesimally short pulses. Recent theories in quantum physics have speculated that something similar happens in the quantum world; that time comes in ultra-short pulses, each being of the shortest possible time interval of 10-43 seconds - the Planck Time. This, then, would be the duration of each Now. Each universal Now carries inherent all the natural laws that create or cause the following Now which then ‘inherits’ these laws to initiate the next group of events, thus canceling the previous Now etc. ad infinitum or rather, up to where we are Now.

 If what I have conjectured above about the past, present and future is correct, then the only reality is the present, the ever-changing Now, and the sensation that it extends into the past is an illusion, produced by the fact that we experience each moment of the present, each Now, as different from earlier moments which we still remember. We all feel we are participating in a common present, but in a relativistic sense it is meaningless to talk of a common Now, a sort of collective Now, valid for entire Mankind, let alone the Earth or the universe.

On a terrestrial scale, we each have our Now, and that Now may be equated with our self. It is something wholly personal, something subjective. The self is each being's consciousness about itself and the surrounding world, but it is an ever-changing entity shaped by sensory impressions, interacting with the physical, human and cultural environment, influenced by it and influencing it, dispatching memorybits from each moment into the memory bank, all being supported by a common history. It is this totality which, underpinned by one’s genetic makeup, produces the sensation of self, of identity.

Should We Be Here?

       We must return to the natural constants. The values themselves are well understood, so well in fact that physicists are able to calculate that had the value of one or another of them been just a fraction different (in one case we are talking of a difference of less than a billionth), we would not be here. And the universe would probably not be here either.

This has led to speculation that the universe has been custom-made from the start (or, indeed from before the start) to eventually reach the provisional end result, Man, and that this infers an original master-plan, which again suggests a Creator. This is the teleological argument, and I would like to stress that it is based entirely on faith. No scientific fact supports it. I will return to this later.

More epistemological is the anthropoid argument: “that we are here because we are here”, which can be re-phrased as: We all seem to be living in and observing the same universe. This should not surprise us; we are simply the lucky draw in the cosmic lottery of possible universes. Had our universe been different, we would not be here to watch it. But the fact that we are here at least tells the physicists one obvious but nevertheless important fact: that, given the physical constants as they are, life has emerged, so it is up to them to pursue the disclosure of a subset of laws that has taken our planet through all its stages to conclude in the emergence of rational beings.

Custom-made or not, the interaction of the constants have produced this immensely complex, 13.7 billion years old universe, so let us try to flesh out in a little more detail the prerequisites for the emergence of habitable planets and therefore life.

       The astrophysicists talk of a star’s ecosphere to denominate the ring-shaped zone around it where the surface temperature of its posited planets is such that liquid water can exist for a few billion years for life to have any chance to emerge and proliferate. This zone is also called CHZ (The Circumstellar Habitable Zone) and applies not only to individual suns but to the entire Milky Way where the inner and outer regions are uninhabitable, leaving only the middle band for possible habitation. Had our Sun not been found in the habitable zone of the Milky Way (its CHZ) and had our planet not emerged in the corresponding CHZ round the Sun, it would never have been able to support life as we know it.

However, its position in the habitable zone was no guarantee for life to develop. During its formation and after it had settled as a planet circling the Sun, it still faced about 4.5 billion years of myriads of turbulent events related to the size, age and composition of the Sun and the interstellar dust whirling round it, events that interacted with the almost simultaneous formation of the planet’s own size, chemical composition, temperature and speed round the Sun. Had any of these properties been slightly different, Earth would have been lifeless today.

Moreover, it is likely that genuine random events have played an important role in the evolution of the Earth, especially as a consequence of the nuclear processes in the core of the Sun. Whenever randomness takes the stage, even a super computer fed with all pertinent data about our galaxy, and especially the region where the Sun was beginning to form 4.7 billion years ago, and provided with all the necessary equations, would not have been able to predict the emergence of the first single-cell micro-organisms.

 What If We Are Alone?

The question as to whether there is life or even other civilizations “out there” has fascinated mankind for ages, and ever since our technology has permitted it the search has been going on, ever more systematized and intensified, both through direct efforts and as a by-product of space exploration. In 1975, the astronomers Frank Drake and Carl Sagan began sweeping the skies with the 305 meters radio telescope at the Arecibo Observatory in Puerto Rico for intelligent signals from the universe. The search was soon dubbed SETI (the Search for Extraterrestrial Intelligence), and it has been undertaken in various places, some of them via radio astronomy (searching through the radio window) and others using optical telescopes (searching through the optical window). The radio search out to distances of 40,000 light-years has been especially intense and has thus covered a considerable portion of our galaxy and the space surrounding it.

Another approach has been probability calculus which astronomers and astrobiologists have applied to pin down the extent of the window of communication available to us, but as in all speculative science there is vast disagreement as to which figures to apply. Many astronomers believe that our galaxy must have been inhabited by several billion technological civilizations during its history. The fact that we have not been able to detect a single significant signal from any of this vast amount is really telling.

This could have several causes: earth-bound ones such as lack of funding and technological limitations, for instance. Another could be that other civilizations have chosen or been forced to seek other means of communication, for instance with gravitons (if they exist). Some have even suggested that they use telepathy. Yet another possibility could be that technological civilizations have a built-in mechanism which, after a certain time, brings about their self-destruction too fast for us to be able to notice them. Or we do not spot them because they have not yet advanced to an identifiable stage. Or our definitions of life do not cover their life forms. The most gloomy but perhaps also the least probable reason would be that life has simply not manifested itself anywhere else.

Should we, however, encounter life forms not based on DNA, this together with the ubiquity of interstellar organic molecules would suggest to some scientists that life evolves wherever and whenever it can. The catch is of course that the argument presupposes knowledge of laws governing a nature with which we will have had no previous encounter and which is therefore at best speculative.

But it could be argued that as we consider the universe to be homogeneous and isotropic, life on another planet – however remote – could have evolved using building blocks similar to the ones which have produced the foundations for our life forms and that it would therefore have recognisable traits. These would probably have to be a kind of DNA molecules. What are the prospects that these immensely large molecules with their mechanisms for producing chemicals that in turn transmit information for the synthesis of thousands of proteins which again control the formation of cells, tissues and organisms like ourselves, could have formed by sheer accident somewhere else in the universe?

Life on our planet originated in organic but lifeless, self-replicating molecules. One such is the DNA molecule, but it is believed that this was too sophisticated and highly developed and therefore dependent on a similarly sophisticated environment to have itself been part of the first living organisms. It is more likely that relatively simple prokaryotes whose DNA floats around inside the cell and which include bacteria and blue-green algae, joined up to form the first eukaryotes (cells with an internal nucleus), which divided into protista (unicellular organisms) fungi, plants and animals such as insects, fishes, reptiles, birds and mammals like ourselves.

Although DNA today is different in different life forms, the basic mechanism by which any form of life, whether in bacteria, plants, insects, fishes or mammals, copies itself or merges with DNA from other cells, is in principle identical. (I exclude virus as it can hardly in itself be considered a living organism). But apart from identical twins, not two living beings have identical DNA.

In the course of life’s some 4 billion years on Earth, gradual changes in the environment as well as random accidents have produced mutations in the genes, carried by the DNA molecules, resulting in the emergence of new species and the destruction of others. The environment itself is an ever-changing entity, interacting with the populations and being influenced by interstellar, extraterrestrial and terrestrial accidents. The close passage of a star could have augmented the radiation and thereby the number of mutations in the genes. In the course of its history, immense numbers of asteroids and comets of varying sizes and angles of impact have hit the Earth. Some of those have nearly destroyed all life, and the interaction of what was left of life forms was obviously vital to the development of hominines (proto-humans) and humans.

Severe climatic changes such as volcanic eruptions, changes in the composition of the atmosphere, etc. have affected biological productivity; global glaciation, which took place about 2.3 billion years and again about 600 million years ago and lasted several million years, delayed the emergence of multicellular organisms, and consequently animal life.  The length of time single-cell life was alone on Earth – estimated at almost 3 billion years – was of great importance to the occurrence of multicellular life. But we know fossils aged almost 600 million years, and they prove that animal life was abundant then.

The lack of any one of these billions of incidents or a reversal in their order of occurrence or a different combination would have been sufficient to ensure that the proud end-result - Man - never materialized. This is not an entirely improbable assumption, as we have already seen. Then life could for that matter continue as it looked before the appearance of Man, which would in many ways be more beneficent to the species. There would be no wars or conflicts, no overpopulation, no science and technology, no religion or philosophy, and no Homo sapiens to invent the concept of polytheism or monotheism, whether Proto-Christian, Semitic, Islamic, Christian or Buddhist. Would God then exist? I think not.

To me it is inconceivable that all these billions of essentially random happenings with the trillions and trillions of environmental events they have in turn generated to finally produce the DNA molecule that made, Man should have been duplicated in exactly the same sequence anywhere and at any time in the universe, let alone within an accessible distance in space and time from us. The most accessible distance in space and time would be precisely where we are, on Earth.

The astronomer Ian Crawford argues convincingly that as life in the galaxy has had a theoretical head start on us of a few billion years, and as we must suppose that colonization spreads exponentially through the galaxy, alien civilizations could easily have visited Earth when it was still populated by single-cell organisms that could hardly put up any resistance. But nothing indicates that Earth has ever been invaded by foreign life or, more importantly, been colonized by technological civilizations. And this in spite of our planet actually finding itself in clover as planets go – as astrophysicists and astrobiologists consider it. A prudent colonizing civilization would put it very high on its “shopping list”, and it looks increasingly unlikely that we will find other planets with a complete set of properties nearly identical to those of Earth in the demanding and hostile surroundings out there.

The conclusions as to the chances of encountering ET civilizations, let alone life, span from that of the biochemist Christian de Duve, who says that “Life is almost bound to arise…” to the opposite as expressed in 1983 by the physicist Brandon Carter who said that “civilizations comparable with our own are likely to be exceedingly rare, even if locations as favourable as our own are of common occurrence in the galaxy”. The total lack of success seems to support the latter statement. On a similar note, the nuclear physicist Enrico Fermi in 1950 asked the now famous question, called the Fermi Paradox, ‘If ET civilizations are commonplace, where are they? Should their presence not be obvious?’.

I see the urge to look for other civilisations or other life forms in the universe as sparked by sheer human or scientific curiosity. Perhaps I should add greed; imagine what we might learn (read ‘steal’) from other, more advanced technological civilizations. Considering the previous track record of humanity, I find the thought that we might some day encounter a human-like civilisation similar to or worse - identical with ours, scary. Let us consider the possibilities for a moment.

Imagine that the alien civilization proved to be technologically and intellectually inferior to ours. In no time, cosmologically speaking, we would subjugate or even destroy it. Imagine, conversely, that it has a technological and intellectual edge on us. Would it not be reasonable to assume that it would do away with us in the quickest possible way? It would be naïve to think that they received us waving Union Jacks, Stars and Stripes, Tricolours or any other national standard and that they would address us in English, Danish or any other intelligible language. Or to assume that they possess speech organs similar to ours.

Even more scary: we might encounter a phenomenon that we would not recognize as “a life form”, yet it may display unknown and unimaginable means of proliferation and internal communication, means which, precisely because of our previous lack of experience with the phenomenon, might prove fatal to humanity in several ways.

Why is the thought of colonizing other planets so attractive to so many people? I think it is perhaps linked to fears of overpopulation of the Earth and the ensuing scarcity of water, food, raw materials etc. Although these are well-founded fears, let us consider the implications from a more remote and objective angle; we are all given a limited span of time here. When our time is up we are gone and do not have to worry about the future of mankind. And worrying in an abstract way on behalf of unborn generations that might even be better off having never been born seems to me futile and raises the question: What is so splendid and glorious about humanity? I am not talking about the lives of individuals and their loved ones, their joys, sorrows and sufferings. I am talking of the totality of humanity in space and time, this infinitesimally small clot of live, self-reproducing tissue on an inconspicuous planet in a corner of the universe and with a history so short as to look more like an accident.

   But We Are Here

I mentioned the anthropic principle above (We are here because we are here). Apart from philosophical deliberations on this brain-wrecking concept, Western theologians in particular have used it to support their claim that it proves the universe to be the work a Creator. What puzzles me is that God did not enter the picture before life had existed on Earth for about 4 billion years, and He (By the way, why is He male, at least in the Western world?) did not come at once. He waited quietly while hominids developed through numerous stages, from Homo habilis, over Homo erectus and Homo sapiens to the provisional end product, Homo sapiens sapiens.(I am using the Christian, monotheistic God. Creator and Ruler of the Universe, to epitomize all earlier and later similar Gods.)

Perhaps He was not ready to take the stage. He waited about 100,000 years longer until Homo sapiens had developed the ability to fantasize explanations of natural phenomena, traumatic events, the causes for fear, anxiety and joy, and to invent, not one but a huge number of “gods” whose devotees have ever since fought for the right and power to make precisely their god global – with all the tragic consequences so dismally demonstrated every day. But God finally revealed Himself to a small Semitic tribe of nomads in the Near East. So His presence has been as short as about a millionth of the full span of life on Earth. Why did He wait so long?

The usual answer from the theologians is that God is omnipotent, He could wait as long as He pleased, and hereafter He would lead the evolution along ways that are hidden to us uninitiated, so that the end product nevertheless became this sublime product, Homo sapiens sapiens. Or perhaps He felt too great a deference for the natural constants, realizing that He would have difficulty manipulating them in such a delicate way that their combination did not fall down on one side or the other of the knife edge where they had to balance in order to make possible the evolution of the universe from BB through the multiple quantum physical as well as astrophysical stages to a point in time 13,7 billion years later where we were able to comment upon Him.

I would like to mention a scenario that may solve the riddle of the anthropic principle and perhaps even make it superfluous. Imagine that there has been an infinite number of abortive Big Bangs, all of them emerging from singularities (infinitesimal points in space-time where matter is infinitely dense), each with its specific combination of natural constants that in turn gave birth to laws of nature. The majority of these BBs displayed a deficient combination of values of their constants and never formed elementary particles, so they petered out after a period of time which perhaps only lasted some millionths of a second. They disappeared without leaving a mark. Because matter had not yet had time to form, and as the concept of time presupposes cyclic events in matter, time did not exist between the individual unsuccessful eruptions.

But “some day” in this timeless shadowy void, a BB happened which had the right combination of the values for its natural constants, and “our” universe was born! Now we can discuss if the natural laws in this baby-universe with physical necessity will lead to this the most sublime, preliminary end product, Homo sapiens sapiens. Actually, that is not necessary. We are here, either as a consequence of an infinite array of random coincidences or of stringent natural laws. Either way, we ought to feel awe that either of these two scenarios has led to the formation of beings able to construct the enormously complex systems of thought that man uses to explain his physical surroundings and the theologians to legitimise their spiritual convictions.

I do not see anything degrading in accepting the fact that we are the descendants of an originally lifeless gas cloud around an equally lifeless, hot gas globe. I even find it more exciting and awesome that it has led to beings with feelings, strong or weak, positive or negative, primitive or complex, with fantasies and with thoughts. Let’s accept that we are moved by what we call altruistic acts, that we are angered by the opposite, and that we have created morals and ethics, useful but provisional social end products in the fight for survival in our highly differentiated, complex society.  

I think we have pretty much gleaned the development of the universe from dead matter, through the emergence of life on our planet to the end product, Man. If you wish to study the subject more in depth (although not at university level) I can recommend George Ellis’ ‘The Universe Around Us’ which may be found at http://www.mth.uct.ac.za/~ellis/cosa.html . The subtitle is ‘An Integrative View of Science and Cosmology’.

Is There More?

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(The Japanese/Chinese characters in the background read “butsuri” in Japanese, which means “physics”)

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